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5 Questions Your Board Should Be Asking the Chief Compliance Officer

hands-upAs fiduciaries, board members have a responsibility to shareholders to oversee many aspects of a company’s business, including compliance with laws and regulations. Board oversight of compliance is also an expectation of federal and state regulators. As a corporate governance advisor and a current Chief Compliance Officer, I have seen first-hand the struggles some boards have with the often complex topic of compliance and their oversight role.

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